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Options and advanced options
Preset
The preset dropdown allows you to choose from a hardcoded list of preloaded STV counting rules. These are:
- Scottish STV
- Australian Senate STV
- Meek STV
- Wright STV
- PRSA 1977 – with counting performed to the thousandth of a vote, and results reported in raw votes to 3 decimal places
- ERS97
This functionality is not available on the Python command line.
Numbers (-n/--numbers), Decimal places (--decimals)
This dropdown allows you to select how numbers (vote totals, etc.) are represented internally in memory. The options are:
- Fixed: Numbers are represented as fixed-precision decimals, up to a certain number of decimal places (default: 5).
- Fixed (guarded): Numbers are represented as fixed-precision decimals with ‘guard digits’ – also known as ‘quasi-exact’ arithmetic. If n decimal places are requested, numbers are represented up to 2n decimal places, and two values are considered equal if the absolute difference is less than (10−n)/2.
- Rational: Numbers are represented exactly as fractions, resulting in the elimination of rounding error, but increasing computational complexity when the number of surplus transfers is very large.
- Native: Numbers are represented as native integers or floating-point numbers. This is fast, but not recommended as unexpectedly large rounding errors may be introduced in some circumstances.
Quota-related options
Quota (-q/--quota)
The quota dropdowns allow you to define the quota used in the election, and the quota criterion used to elect candidates. The quota may be set to:
- Droop and Droop (exact): V/(S+1)
- Hare and Hare (exact): V/S
where V is the number of votes and S is the number of seats.
The ‘(exact)’ version of each quota has effect only if Round quota to [n] d.p. is enabled. When that setting is enabled, Droop and Hare will increment the quota up to the next available rounded unit (even if the quotient is exact already), while the ‘(exact)’ versions will round the quota up if and only if the quotient is not already exact.
When Round quota to [n] d.p. is not enabled, Droop (or Droop (exact)) is also known as the Newland-Britton or Hagenbach-Bischoff quota.
Quota criterion (-c/--quota-criterion)
The quota criterion may be set to >= (candidates are elected if they meet or exceed the quota) or > (candidates are elected only if they strictly exceed the quota).
Note that the combination ‘>= Droop (exact)’ (with Round quota to [n] d.p. enabled) can result in more candidates meeting the quota than there are available vacancies, hence this particular combination is not recommended.
The default is ‘>= Droop’, which is the most common STV quota, but we recommend ‘> Droop (exact)’ as this prevents the quota being unnecessarily large when fractional surplus distribution methods (as in pyRCV2) are used.
Quota mode (--quota-mode)
This option allows you to specify whether the votes required for election can change during the count. The options are:
- Static quota: The quota is calculated once after all first-preference votes are allocated, and remains constant throughout the count. OpaVote calls this a ‘static threshold’.
- Progressive quota: The quota is recalculated at the end of every stage, and may decrease throughout the count as votes are exhausted. OpaVote calls this a ‘dynamic threshold’.
- Static with ERS97 rules: The quota is static, but candidates may be elected if their vote exceeds (or equals, according to the Quota criterion) the total active vote, divided by (S + 1) (or S, according to the Quota option).
Bulk election (--no-bulk-elect)
When bulk election is enabled (default), all remaining candidates are declared elected in a single stage once the number of not-excluded candidates exactly equals the number of vacancies to fill. Further surplus distributions are not performed. This is typical of most STV rules.
When bulk election is disabled, surpluses continue to be distributed even once the number of not-excluded candidates exactly equals the number of vacancies to fill. Once there are no more surpluses to distribute, the candidates are declared elected, one by one, in descending order of votes. This ensures that only one candidate is ever elected at a time and the order of election is well-defined, which is required e.g. for some affirmative action rules.
Bulk exclusion (--bulk-exclude)
When bulk exclusion is disabled (default), only one candidate is ever excluded per stage.
When bulk exclusion is enabled, as many candidates are excluded as possible at once per stage, provided that sufficient candidates remain to fill the vacancies, and the bulk exclusion could not change the order of exclusion. If 2 or more candidates are tied, either all are bulk excluded or none are. The ballot papers of all excluded candidates are considered together, and transferred according to the Exclusion method.
Defer surpluses (--defer-surpluses)
When deferred surpluses is disabled (default), all surpluses must be transferred before candidates can be excluded.
When deferred surpluses is enabled, the transfer of all surpluses is deferred if doing so could not change the order of exclusion (including of a bulk exclusion, if that is enabled).
Round quota/votes/transfer values/ballot weights to [n] d.p. (--round-quota, --round-votes, --round-tvs, --round-weights)
When rounding is enabled, the specified values are rounded to the specified number of decimal places. This enables, for example, votes to be counted only in integers, while ballot weights and transfer values are calculated to higher precision (according to the Numbers option).
When enabled, the quota is incremented or rounded up (according to the Quota option), whereas votes, transfer values and weights are always rounded down.
In relation to Round transfer values to [n] d.p. – note that transfer values are used in STV in calculations of the form A × (B/C), where (B/C) is the transfer value. The order of operations depends on this setting:
- When this option is disabled (default), (A × B) is calculated first, then divided by C. This minimises rounding errors.
- When this option is enabled, (B/C) is calculated separately first and rounded to the specified precision, before being multiplied by A. Many STV rules designed for hand counting prescribe this method of manipulating transfer values.
Surplus order (-s/--surplus-order)
This dropdown allows you to select in what order surpluses are distributed:
- By size (default): When multiple candidates exceed the quota, the largest surplus is transferred (even if it arose at a later stage of the count).
- By order: When multiple candidates exceed the quota, the surplus of the candidate elected first is transferred (even if it is smaller than another). Candidates are always declared elected in descending order of number of votes.
Some STV counting rules provide, for example, that ‘no surplus shall be transferred before a surplus that arose earlier in the counting whether larger or not’ (PRSA 1977). In this case, the option ‘By order’ should be selected.
Method (-m/--method)
This dropdown allows you to select how ballots are transferred during surplus transfers or exclusions. The recommended methods are:
- Weighted inclusive Gregory (default): During surplus transfers, all applicable ballot papers of the transferring candidate are examined. Transfers are weighted according to the weights of the ballot papers.
- Meek STV: Transfers are computed as described at http://www.dia.govt.nz/diawebsite.NSF/Files/meekm/%24file/meekm.pdf.
Other methods are supported, but not recommended:
- Unweighted inclusive Gregory: During surplus transfers, all applicable ballot papers of the transferring candidate are examined. Transfers are not weighted, and each ballot paper has equal value in the calculation.
- Exclusive Gregory (last bundle): During surplus transfers, only the ballot papers received in the last transfer are examined. Transfers are not weighted.
Other surplus transfer methods, such as non-fractional transfers (e.g. random sample) are not supported at this time.
Papers to examine in surplus transfer (--transferable-only)
- Include non-transferable papers (default): When this option is selected, all ballot papers of the transferring candidate are examined. Non-transferable papers are always exhausted at the relevant transfer values.
- Use transferable papers only (CLI: --transferable-only): When this option is selected, only transferable papers of the transferring candidate are examined. Non-transferable papers are exhausted only if the value of the transferable papers is less than the surplus.
Exclusion method (--exclusion)
- Exclude in one round (default): When excluding candidate(s), transfer all their ballot papers in one stage.
- Exclude by parcel (by order): When excluding a candidate, transfer their ballot papers one parcel at a time, in the order each was received. Each parcel forms a separate stage, i.e. if a transfer allows another candidate to meet the quota criterion, no further papers are transferred to that candidate. This option cannot be combined with bulk exclusion.
- Exclude by value: When excluding candidate(s), transfer their ballot papers in descending order of accumulated transfer value. Each transfer of all ballots of a certain transfer value forms a separate stage.
- Wright method (re-iterate): When candidate(s) are excluded, the count is reset from the beginning (minus the excluded candidate(s)).
Ties (-t/--ties)
This dropdown allows you to select how ties (in surplus transfer or exclusion) are broken. The options are:
- Backwards: Ties are broken according to which tied candidate had the most/fewest votes at the end of the most recent stage where one tied candidate had more/fewer votes than the others, if such a stage exists.
- Fowards: Ties are broken according to which tied candidate had the most/fewest votes at the end of the earliest stage where one tied candidate had more/fewer votes than the others, if such a stage exists.
- Random: Ties are broken at random (see Random seed).
- Prompt: The user is prompted to break the tie.
Multiple tie breaking methods can be specified. If the first method cannot resolve the tie, the next is tried, and so on. In the web application, 4 options are available (‘Backwards then random’, ‘Forwards then random’, ‘Random’ and ‘Prompt’). On the Python command line, the --ties
option can be specified multiple times (e.g. --ties backwards --ties random
).
Random seed (--random-seed)
This option allows you to input an arbitrary value to seed the deterministic random number generator used to break ties when Ties is set to Random. When the same seed value is used, ties will always be broken in the same way, allowing the breaking of ties to be independently verified.
The default value is the current date, formatted YYYYMMDD.
The algorithm used by the random number generator is specified at rng.md.
Constraints (--constraints)
This file selector allows you to load a CON file specifying constraints on the election. For example, if a certain minimum or maximum number of candidates can be elected from a particular category.
pyRCV2 applies constraints using the Grey–Fitzgerald method. Whenever a candidate is declared elected or excluded, any candidate who must be elected to secure a conformant result is deemed guarded, and any candidate who must not be elected to secure a conformant result is deemed doomed. Any candidate who is doomed is excluded at the next opportunity. Any candidate who is guarded is prevented from being excluded.
Multiple constraints are supported using the method described by Hill (Voting Matters 1998;9(1):2–4) and Otten (Voting Matters 2001;13(3):4–7).